How Do I Lower the Risk? - Strategies for Second Mortgage Approval (Part 3)

Part 2 of this article covered the issues surroundingand with stronger language. It is this new regime that
potential for default and collateral. Mortgage brokershas allowed the Canadian market to avoid the
when gathering information for the lenders are oftenexcesses of the US market.
questioned, "Why do you need to know that?"Beneath the calm waters of the usual mortgage
Mortgage brokers in BC are governed by the Financialnegotiation are the hidden snares lying in wait. What
Institutions Commission - FICOM. FICOM is thehas arisen over the past ten years is more applications
regulatory body that governs the activities andwere identity theft and money laundering are involved.
practices of mortgage brokers and lenders. They haveThe mortgage broker must ensure that all information
a special interest in the area of second mortgagepresented to the lender is true. The underwriting
lending because of the history of this part of theguidelines that must be met are clear and woe to the
industry. In the 90's, a company called Aaronbroker who tries to step outside the lines.
Acceptance Corporation bilked investors for millions ofRecently, there was a case where a mortgage broker
dollars. The money invested in the corporation wasprovided false income information on hundreds of
used to fund the extravagant lifestyles of the principals.successful applications. The buyers made all of their
In the end, a significant amount of money hadpayments and no mortgages went into default. But the
disappeared. Through out the period that Aaron waswrinkle in the scheme was that the houses were being
cooking the books FICOM was the regulatory body.used for grow ops...all of them. The mortgages were
After the Aaron debacle, the house was cleaned atforeclosed and the remaining value went to proceeds
FICOM and a whole new set of rules was put intoof crime.
place for lenders and brokers operating in BC. FICOMIt can be difficult for normal average Canadians to
operates with ruthless efficiency. An example of this isunderstand that the lenders and brokers must protect
were a prospective mortgage sub-broker falsified histhemselves from false information. I have seen clients
application and the brokerage, which was unaware ofbecome very upset by the requests for confirmation
the false information, was fined $25,000. Clearly, thereof funds, sources of income, etc. Please be kind to
is a new sheriff in town.your broker when he or she asks for information, they
The tightening of the regulator has made the operatingare required too. It will make the process of securing a
agreements between the lender and brokers tightersecond mortgage faster and more pleasant.